Gladstone Investment Corporation invests in subordinated loans, mezzanine debt, preferred stock and warrants to purchase common stock of small and medium-sized companies in connection with buyouts and other recapitalizations. We can also invest in senior secured loans and common stock. The investment objective is to generate both current income and capital gains through these debt and equity instruments. We operate as a closed-end, non-diversified management investment company, and have elected to be treated as a business development company under the 1940 Act.
We expect that our investments will generally range between $10 million and $30 million each, although this investment size may vary proportionately as the size of our capital base rate changes. We expect to have opportunities for both sole and co-investment, and accordingly we expect to invest by ourselves and jointly with other buyout funds.
Contact Information
Gladstone Investment Corporation
Investor Relations
1521 Westbranch Drive
Suite 200
McLean, VA 22102
(703) 287-5800
kerry.finnegan@gladstonecompanies.com
Transfer Agent
The Bank of New York Mellon manages the transfer of shares from a seller to a buyer and serves as the administrator for our dividend payments. Questions about stock transfers and dividend payments should be directed to The Bank of New York Mellon.
Shareholder Inquiries:
Inside the US: 1 (800) 524 4458 (toll free)
Outside the US: 1 (610) 382 7833 (collect calls accepted)
BNY Mellon Shareowner Services
500 Ross Street
6th Floor
Pittsburg, PA 15219
For a certificate transfer or address change, please send the certificate to:
BNY Mellon Shareowner Services
Attn: Shareholder Relations Department
P.O. Box 358015
Pittsburg PA 15252-8015
If you wish to enroll in the Dividend Reinvestment Plan or inquire about the plan, please call the shareholder inquiries listed above or write to:
BNY Mellon Shareowner Services
Dividend Reinvestment Department
P.O. Box 358035
Pittsburg, PA 15252-8035
