Market Makers

GLADSTONE INVESTMENT CORPORATION (NASDAQ - GAIN)

The following firms are believed to presently make a market in Gladstone Capital Corporation stock on the NASDAQ

Company	Phone	Address
Anderson & Strudwick, Inc.	(804) 643-2400	707 East Main Street 20th Floor Richmond, VA 23219
Automated Trading Desk Financial Services, LLC	(843) 789-2000	11 eWall Street Mount Pleasant, SC 29464
Citadel Derivatives Group LLC	(312) 395-2100	131 South Dearborn Street 32nd Floor Chicago, IL 60603
Citigroup Global Markets Holdings Inc.	(212) 816-6000	388 Greenwich Street 38th Floor New York, NY 10013
Domestic Securities, Inc.	(201) 782-0888	160 Summit Avenue Montvale, NJ 07645
E*TRADE Capital Markets, LLC	(312) 294-7846	One Financial Place 440 South LaSalle Street, Suite 3030 Chicago, IL 60605
Ferris, Baker Watts, Inc.	(410) 685-2600	100 Light Street Ninth Floor Baltimore, MD 21202
Goldman, Sachs & Co.	(212) 902-1000	85 Broad Street New York, NY 10004
Jefferies & Company, Inc.	(212) 284-2300	520 Madison Avenue 12th Floor New York, NY 10022
Knight Equity Markets, LP	(201) 557-6844	545 Washington Boulevard Jersey City, NJ 07310
Lehman Brothers Inc.	(212) 526-7000	745 Seventh Avenue New York, NY 10019
Merrill Lynch, Pierce, Fenner & Smith	(212) 670-0314	Four World Financial Center 250 Vesey Street New York, NY 10281
Oppenheimer & Company, Inc.	(212) 668-8000	125 Broad Street 16th Floor New York, NY 10004
RBC Capital Markets Corporation	(612) 371-2800	Dain Rauscher Plaza 60 South 6th Street, P. O. Box 1160 Minneapolis, MN 55402
Scott & Stringfellow, Inc.	(804) 643-1811	909 East Main Street Richmond, VA 23219
Stifel, Nicolaus & Company, Inc.	(314) 342-2000	One Financial Plaza 501 North Broadway Saint Louis, MO 63102
Susquehanna Capital Group	(610) 617-2600	401 City Line Avenue Suite 220 Bala Cynwyd, PA 19004
UBS Securities, LLC	(203) 719-1000	677 Washington Boulevard Sixth Floor Stamford, CT 06901