Gladstone Commercial
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Market Makers

GLADSTONE CAPITAL CORPORATION (NASDAQ - GLAD)

The following firms are believed to presently make a market in Gladstone Capital Corporation stock on the NASDAQ

Company Phone Address
Automated Trading Desk Financial Services, LLC (843) 789-2000 11 eWall Street
Mount Pleasant, SC 29464
B-Trade Services, LLC (212) 448-5690 1633 Broadway
48th Floor
New York, NY 10019
Citadel Derivatives Group LLC (312) 395-2100 131 South Dearborn Street
32nd Floor
Chicago, IL 60603
Citigroup Global Markets Holdings Inc. (212) 816-6000 388 Greenwich Street
38th Floor
New York, NY 10013
E*TRADE Capital Markets, LLC (312) 294-7846 One Financial Place
440 South LaSalle Street, Suite 3030
Chicago, IL 60605
Ferris, Baker Watts, Inc. (410) 685-2600 100 Light Street
Ninth Floor
Baltimore, MD 21202
Friedman, Billings, Ramsey & Co., Inc. (703) 312-9500 1001 19th Street, North
Arlington, VA 22209
Goldman, Sachs & Co. (212) 902-1000 85 Broad Street
New York, NY 10004
Jefferies & Company, Inc. (212) 284-2300 520 Madison Avenue
12th Floor
New York, NY 10022
Knight Equity Markets, LP (201) 557-6844 545 Washington Boulevard
Jersey City, NJ 07310
Lehman Brothers Inc. (212) 526-7000 745 Seventh Avenue
New York, NY 10019
Merrill Lynch, Pierce, Fenner & Smith (212) 670-0314 Four World Financial Center
250 Vesey Street
New York, NY 10281
Morgan Stanley & Co., Incorporated (212) 761-4000 1585 Broadway
New York, NY 10036
RBC Capital Markets Corporation (612) 371-2800 Dain Rauscher Plaza
60 South 6th Street, P. O. Box 1160
Minneapolis, MN 55402
Scott & Stringfellow, Inc. (804) 643-1811 909 East Main Street
Richmond, VA 23219
Stifel, Nicolaus & Company, Inc. (314) 342-2000 One Financial Plaza
501 North Broadway
Saint Louis, MO 63102
Susquehanna Capital Group (610) 617-2600 401 City Line Avenue
Suite 220
Bala Cynwyd, PA 19004
UBS Securities, LLC (203) 719-1000 677 Washington Boulevard
Sixth Floor
Stamford, CT 06901
Wachovia Capital Markets, LLC (704) 715-5320 301 South College Street
Eighth Floor
Charlotte, NC 28288